Empire Asset Management

Company history

The firm was established in New York in November 2006, and its SEC broker-dealer registration was approved in June 2007. Its main office, formerly at 29 Broadway in Lower Manhattan, is now in Holmdel, New Jersey. It is controlled through Empire Investment Group Holdings, LLC and has cleared customer accounts through RBC Capital Markets since 2015.

1. 2006Established in New York
2. 2007SEC broker-dealer registration approved

Research

Its institutional desk publishes fundamental and technical profiles of growth companies in North America and Europe. Christopher Hamilton has been Director of Research since March 2019. Its published stock ratings include Outperform and Market Perform.

Coverage12M

Stocks

2

Ratings

2

Price targets

0

Upgrades

0

Downgrades

1

Initiations

0

Reiterations

1

Activity24M

Most covered24M

Stock	Rating	Target	Actions	Last action
BAMBrookfield Asset Management Ltd.	Neutral	—	1	Sep 18
LXPLXP Industrial Trust	Market Perform	—	1	Jul 21

Recent actions

Stock	Rating action	Rating	Date
Brookfield Asset Management Ltd.BAM	Reiterate	Neutral	Sep 18
LXP Industrial TrustLXP	Downgrade	Market Perform	Jul 21
LPLipocine Inc.LPCN	Upgrade	Hold →Buy	Feb 27, 2018
POInsulet CorporationPODD	Reiterate	Sell	Feb 25, 2016
LPLipocine Inc.LPCN	Reiterate	Buy	Aug 12, 2015
VNVanda Pharmaceuticals Inc.VNDA	Reiterate	Sell	Jun 10, 2014

References

1. EMPIRE ASSET MANAGEMENT COMPANY – FINRA BrokerCheckbrokercheck.finra.org
2. BrokerCheck Report: Empire Asset Management Companyfiles.brokercheck.finra.org
3. About Empire – Empire Asset Managementempiream.com
4. Brokerage – Empire Asset Managementempiream.com
5. BAM Maintained at Outperform by Empire Asset Management – Meykameyka.com