ThinkEquity

ThinkEquity LLC

ThinkEquity is a New York-based boutique investment bank focused on IPOs, follow-on offerings, at-the-market programs and private placements for emerging growth companies. It carries the name of a San Francisco growth-focused research bank that operated from 2001 until its 2012 liquidation.

Company history

Former Merrill Lynch managing directors Michael Moe and Deborah Quazzo founded ThinkEquity in San Francisco in 2001 as a research-centric growth investment bank. London's Panmure Gordon acquired it in 2007 and sold it to management in 2012; that October it closed its trading business, and it filed for Chapter 7 liquidation in November. The name re-emerged in April 2018 as a division of New York broker-dealer Fordham Financial Management, which later took the ThinkEquity name.

  1. 2001Founded in San Francisco by Michael Moe and Deborah Quazzo
  2. 2007Acquired by London-based Panmure Gordon
  3. 2012Closes trading business and files for Chapter 7 liquidation
  4. 2018Name revived as a division of Fordham Financial Management

Research

Research is headed by Ashok Kumar and covers emerging growth companies across technology, consumer, healthcare, energy and other sectors. Ratings are Buy, Hold or Sell, defined as total return at least 10% above, in line with, or at least 10% below the S&P 500 over 12 months. As of February 2026 every rated stock carried a Buy, and about 85% of those companies had received investment banking services from the firm in the prior 12 months.

Coverage12M

Stocks
5
Ratings
5
Price targets
0
Upgrades
0
Downgrades
0
Initiations
3
Reiterations
2
  • Positive100%5
  • Neutral0%0
  • Negative0%0

Sectors

  • Information Technology60%
  • Financials20%
  • Communication Services20%

Ratings

  • Buy100%

Listing

  • United States100%

Activity24M

RatingsPrice targets2
Oct 2024 · Ratings 0 · Price targets 0Nov 2024 · Ratings 0 · Price targets 0Dec 2024 · Ratings 0 · Price targets 0Jan 2025 · Ratings 0 · Price targets 0Feb 2025 · Ratings 0 · Price targets 0Mar 2025 · Ratings 0 · Price targets 0Apr 2025 · Ratings 0 · Price targets 0May 2025 · Ratings 0 · Price targets 0Jun 2025 · Ratings 0 · Price targets 0Jul 2025 · Ratings 0 · Price targets 0Aug 2025 · Ratings 0 · Price targets 0Sep 2025 · Ratings 0 · Price targets 0Oct 2025 · Ratings 0 · Price targets 0Nov 2025 · Ratings 0 · Price targets 0Dec 2025 · Ratings 0 · Price targets 0Jan 2026 · Ratings 0 · Price targets 0Feb 2026 · Ratings 0 · Price targets 0Mar 2026 · Ratings 0 · Price targets 0Apr 2026 · Ratings 0 · Price targets 0May 2026 · Ratings 0 · Price targets 0Jun 2026 · Ratings 1 · Price targets 0Jul 2026 · Ratings 1 · Price targets 0Aug 2026 · Ratings 2 · Price targets 0Sep 2026 · Ratings 1 · Price targets 0
Oct '24Oct '25Sep '26

Most covered24M

StockRatingTargetActionsLast action
ATCHAtlasClear Holdings, Inc.Buy1Jul 20
CYABCyabra, Inc. Common StockBuy1Sep 21
MUMicron Technology, Inc.Buy1Aug 3
SLESuper League Enterprise, Inc.Buy1Jun 29
UMACUnusual Machines, Inc.Buy1Aug 17

Recent actions

StockRating actionRatingDate
Cyabra, Inc. Common StockCYABInitiateBuySep 21
Unusual Machines, Inc.UMACReiterateBuyAug 17
Micron Technology, Inc.MUReiterateBuyAug 3
AtlasClear Holdings, Inc.ATCHInitiateBuyJul 20
Super League Enterprise, Inc.SLEInitiateBuyJun 29
Vivani Medical, Inc.VANIReiterateBuyDec 5, 2022
Tiziana Life Sciences LtdTLSAReiterateBuySep 6, 2022
Tiziana Life Sciences LtdTLSAReiterateBuyJun 13, 2022
Context Therapeutics Inc.CNTXReiterateBuyJan 24, 2022
DarioHealth Corp.DRIOReiterateBuyNov 25, 2020
DarioHealth Corp.DRIOReiterateBuyJun 22, 2020
Alphabet Inc.GOOGReiterateBuyOct 11, 2012

References

  1. ThinkEquity - Wikipediaen.wikipedia.org
  2. Team :: ThinkEquitythink-equity.com
  3. Institutional Stockbroker Panmure Gordon Buys US Investment Bank ThinkEquity Partners for $62.3 Millionglobalcustodian.com
  4. History - Panmure Gordonpanmure.com
  5. ThinkEquity research note on Mobilicom (rating definitions and distribution)ir.mobilicom.com