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EQS · NYSE · Asset Management

Equus Total Return (EQS)

Internally managed BDC with concentrated energy and fire-suppression holdings.

$0.9500
vs last close0.00 (0.00%)

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13F · 13D/G · Form 4

Institutions0.88%122.6K shares
7 holders · as of Jun 30, 2026
Insiders68.21%9.53M shares
6 holders · as of Jun 23, 2026
Other30.91%4.32M shares
remainder

13.97M company shares as of Aug 31, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing

13F · 13D/G · Form 4

HolderStakeSharesDate
John A. HardyInsiderdirector, 10 percent owner, officer: CEO
27.65%3.86Mfiled Sep 17, 2025
Michael T. TokarzInsider10 percent owner
22.71%3.17Mfiled Oct 4, 2021
Bradley L. RadoffInsider
6.54%913,321filed Feb 14, 2022
Howard Todd HorbergInsider
5.61%783,000filed Jun 23, 2026
Elliot LazarInsider
3.32%463,266filed Jul 11, 2022
Kenneth I. DenosInsiderdirector, officer: Secretary
2.38%332,595filed Sep 30, 2025
Morgan StanleyInstitution
0.26%35,666as of Jun 30, 2026
Shufro Rose & Co LLCInstitution
0.22%31,287as of Jun 30, 2026
Citadel Advisors LLCInstitution
0.15%20,330as of Jun 30, 2026
Schwarz Dygos Wheeler Investment Advisors LLCInstitution
0.14%20,000as of Jun 30, 2026
Blue Bell Private Wealth Management, LLCInstitution
0.06%8,897as of Jun 30, 2026
Advisor Group Holdings, Inc.Institution
0.05%6,447as of Jun 30, 2026
Wells Fargo & Company/MNInstitution
0.00%1as of Jun 30, 2026
Pallieres Bertrand des1Insider10 percent owner
2.47%345,433filed Oct 1, 2021
Robert L. Knauss2Insiderdirector
0.67%93,670filed Jul 18, 2023
Fraser Atkinson3Insiderdirector
0.33%45,591filed May 3, 2021
Richard F. Bergner4Insiderdirector
0.14%19,500filed Mar 27, 2017
Henry W. Hankinson5Insiderdirector
0.14%19,500filed Mar 17, 2017
Tokarz Group Advisers LLC6Strategic
0.00%0filed Jul 17, 2020
  1. Last filed Oct 1, 2021; leaving the company requires no filing. Not in the bar.
  2. Last filed Jul 18, 2023; leaving the company requires no filing. Not in the bar.
  3. Last filed May 3, 2021; leaving the company requires no filing. Not in the bar.
  4. Last filed Mar 27, 2017; leaving the company requires no filing. Not in the bar.
  5. Last filed Mar 17, 2017; leaving the company requires no filing. Not in the bar.
  6. Last filed Jul 17, 2020; leaving the company requires no filing. Not in the bar.

13F, as of Jun 30, 2026

7 holders · 122.6K shares · 1 new position · 2 increased · 1 reduced · 2 closed

HolderShares% outstandingChg q/qFiled
Morgan Stanley35.7K0.26%0Aug 13, 2026
Shufro Rose & Co LLC31.3K0.22%0Aug 12, 2026
Citadel Advisors LLC20.3K0.15%+20.3KSep 2, 2026
Schwarz Dygos Wheeler Investment Advisors LLC20.0K0.14%0Aug 7, 2026
Blue Bell Private Wealth Management, LLC8.9K0.06%−205Aug 6, 2026
Advisor Group Holdings, Inc.6.4K0.05%+1.5KAug 14, 2026
Wells Fargo & Company/MN10.00%0Aug 14, 2026

13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Howard Todd Horberg5.61%783.0K13DJun 23, 2026

Form 4

Latest trades

No open-market trades in the last 12 months.

House and Senate disclosures

Not reported.