HRZN · NASDAQ · Asset Management

Horizon Technology Finance (HRZN)

Provides secured venture loans to development-stage companies across four target sectors.

$4.64
vs last close−0.02 (−0.43%)

13F · 13D/G · Form 4

Institutions≈ 11.87%7.96M shares
113 holders · as of Jun 30, 2026 · largest filers plus last quarter's tail
Insiders0.86%574.5K shares
8 holders · as of Jun 11, 2026
Other≈ 87.27%58.50M shares
remainder

67.03M company shares as of Sep 22, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing

Two share counts disagree (67.03M in the company's Sep 22, 2026 report, 50.08M elsewhere); stakes use the report.

This quarter's institutional total failed a plausibility check; shown: the largest filers plus last quarter's remainder.

13F · 13D/G · Form 4

HolderStakeSharesDate
Morgan StanleyInstitution
1.57%1.06Mas of Jun 30, 2026
Bulldog Investors, LLPInstitution
0.98%658,617as of Jun 30, 2026
Marshall Wace, LLPInstitution
0.88%592,247as of Jun 30, 2026
Caprock Group, LLCInstitution
0.68%454,442as of Jun 30, 2026
Green Alpha Advisors, LLCInstitution
0.64%429,913as of Jun 30, 2026
Legal & General Group PLCInstitution
0.58%386,211as of Jun 30, 2026
Eagle Point Credit Management LLCInstitution
0.55%366,194as of Jun 30, 2026
Virtus Investment Advisers, Inc.Institution
0.38%252,455as of Jun 30, 2026
Michael BalkinInsiderdirector, officer: Chief Executive Officer
0.36%243,527filed Jun 10, 2026
Blair William & Co/ILInstitution
0.36%239,073as of Jun 30, 2026
Bank of America Corp /DE/Institution
0.34%225,732as of Jun 30, 2026
Connecticut Wealth Management, LLCInstitution
0.32%214,509as of Jun 30, 2026
UBS Group AGInstitution
0.29%195,466as of Jun 30, 2026
BlackRock, Inc.Institution
0.27%180,902as of Jun 30, 2026
Gerald A. MichaudInsiderdirector, officer: President
0.25%169,309filed Dec 2, 2024
SRS Capital Advisors, Inc.Institution
0.19%126,305as of Jun 30, 2026
Apollon Wealth Management, LLCInstitution
0.19%126,196as of Jun 30, 2026
Lafleur & Godfrey LLCInstitution
0.17%114,526as of Jun 30, 2026
Caz Investments LPInstitution
0.16%108,630as of Jun 30, 2026
Umb Bank, N.A.Institution
0.16%107,470as of Jun 30, 2026
Colony Group, LLCInstitution
0.15%100,593as of Jun 30, 2026
AQR Capital Management LLCInstitution
0.14%91,368as of Jun 30, 2026
Jackson Thornton Asset Management, LLCInstitution
0.14%90,609as of Jun 30, 2026
Ci Private Wealth, LLCInstitution
0.13%89,300as of Jun 30, 2026
LPL Financial LLCInstitution
0.12%81,942as of Jun 30, 2026

13F, as of Jun 30, 2026

113 holders · 7.96M shares · 64 new positions · 91 increased · 10 reduced · 12 closed

HolderShares% outstandingChg q/qFiled
Morgan Stanley1.06M1.57%+1.01MAug 13, 2026
Bulldog Investors, LLP658.6K0.98%+658.6KnewAug 14, 2026
Marshall Wace, LLP592.2K0.88%+420.5KAug 13, 2026
Caprock Group, LLC454.4K0.68%+454.4KnewJul 27, 2026
Green Alpha Advisors, LLC429.9K0.64%−160.2KAug 11, 2026
Legal & General Group PLC386.2K0.58%+57.6KAug 14, 2026
Eagle Point Credit Management LLC366.2K0.55%0Aug 11, 2026
Virtus Investment Advisers, Inc.252.5K0.38%+108.5KAug 11, 2026

13D/G · 5% or more, as filed

No 13D/G filer at 5% or more on record.

Form 4

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Jun 9, 2026
Kimberley Ann O'Connordirector
Purchase10,000$4.3710,000
Jun 9, 2026
Thomas J. Allisondirector
Purchase6,000$4.3656,617
Jun 9, 2026
Michael Balkindirector, officer: Chief Executive Officer
Purchase100,000$4.34223,527
Jun 9, 2026
Paul G. Seitzofficer: Chief Investment Officer
Purchase11,477$4.3512,242
Jun 10, 2026
Daniel R. Trolioofficer: Executive VP and CFO
Purchase11,500$4.3415,023
Jun 9, 2026
Jonathan Joseph Goodmandirector
Purchase6,000$4.338,312

House and Senate disclosures

Not reported.