NSLR · NASDAQ · Asset Management

SuRo Capital (NSLR)

A publicly traded fund investing in venture-backed private companies.

$8.41
After hours+0.13 (+1.51%)
At close$8.28(+3.76%)

13F · 13D/G · Form 4

Institutions20.25%5.36M shares
75 holders · as of Mar 31, 2026
Insiders23.60%6.25M shares
10 holders · as of Sep 22, 2026
Other56.15%14.86M shares
remainder

26.47M company shares as of Sep 22, 2026 · institutions as of Mar 31, 2026 · holders as of their latest filing

13F · 13D/G · Form 4

HolderStakeSharesDate
Robert S. Birch1Insider
8.28%3.12Mfiled Apr 13, 2021
Division of Investment, Department of Treasury, State of New JerseyInsider
6.69%1.77Mfiled Jan 10, 2017
Mark D. KleinInsiderdirector, officer: Chairman, CEO and President
6.66%1.76Mfiled Sep 22, 2026
Gabelli Funds LLCInstitution
4.93%1.30Mas of Mar 31, 2026
Gatepass Capital, LLCInstitution
1.91%505,900as of Mar 31, 2026
Needham Investment Management LLCInstitution
1.61%426,594as of Mar 31, 2026
Franklin Resources IncInstitution
1.14%300,695as of Mar 31, 2026
Kingsview Wealth Management, LLCInstitution
1.00%265,258as of Mar 31, 2026
Mgo One Seven LLCInstitution
0.99%261,971as of Mar 31, 2026
Gamco Investors, Inc. et alInstitution
0.92%244,500as of Mar 31, 2026
Allison GreenInsiderofficer: See Remarks
0.79%207,990filed Jun 16, 2026
LPL Financial LLCInstitution
0.76%202,473as of Mar 31, 2026
Jane Street Group, LLCInstitution
0.74%197,053as of Mar 31, 2026
Intrepid Family Office LLCInstitution
0.47%125,000as of Mar 31, 2026
J. Goldman & Co LPInstitution
0.46%120,700as of Mar 31, 2026
Leonard PotterInsiderdirector
0.40%105,815filed Jun 12, 2026
BlackRock, Inc.Institution
0.34%90,156as of Mar 31, 2026
Acadian Asset Management LLCInstitution
0.27%71,188as of Mar 31, 2026
Private Advisor Group, LLCInstitution
0.26%69,034as of Mar 31, 2026
Marc MazurInsiderdirector
0.26%68,950filed Jun 12, 2026
Morgan StanleyInstitution
0.25%65,886as of Mar 31, 2026
Invesco Ltd.Institution
0.25%65,664as of Mar 31, 2026
Janney Montgomery Scott LLCInstitution
0.22%59,472as of Mar 31, 2026
Lisa WestleyInsiderdirector
0.22%58,831filed Jun 12, 2026
Green Alpha Advisors, LLCInstitution
0.22%58,611as of Mar 31, 2026
  1. Robert S. Birch's transaction reports restate only vehicles that traded; the 2020 ownership statement (3.12M) less the 932.6K net shares sold since is used instead.

13F, as of Mar 31, 2026

75 holders · 5.36M shares · 16 new positions · 34 increased · 23 reduced · 15 closed

HolderShares% outstandingChg q/qFiled
Gabelli Funds LLC1.30M4.93%+41.9KMay 14, 2026
Gatepass Capital, LLC505.9K1.91%−2.5KMay 6, 2026
Needham Investment Management LLC426.6K1.61%0May 15, 2026
Franklin Resources Inc300.7K1.14%+90.5KMay 13, 2026
Kingsview Wealth Management, LLC265.3K1.00%+265.3KnewMay 12, 2026
Mgo One Seven LLC262.0K0.99%−34May 14, 2026
Gamco Investors, Inc. et al244.5K0.92%−16.8KMay 14, 2026
LPL Financial LLC202.5K0.76%+27.7KMay 6, 2026

13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Gabelli Funds LLCincl. Gamco Investors, Inc. et al, GABELLI & Co INVESTMENT ADVISERS, INC. +5 more5.30%1.23M13DFeb 20, 2025
Mark D. Klein5.01%1.17M13DDec 4, 2024

Form 4

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Sep 21, 2026
Mark D. Kleindirector, officer: Chairman, CEO and President
Purchase5,000$7.911,763,796
Sep 3, 2026
Ronald M. Lottdirector
Sale5,085$9.9616,432
Aug 26, 2026
Erik A. Falkdirector
Purchase50,000$10.2250,000
Aug 10, 2026
Mark D. Kleindirector, officer: Chairman, CEO and President
Purchase26,040$9.601,758,796
Jun 23, 2026
Ronald M. Lottdirector
Sale500$12.353,036
Apr 28, 2026
Ronald M. Lottdirector
Sale10,669$12.9010,669
Apr 21, 2026
Mark D. Kleindirector, officer: Chairman, CEO and President
Purchase2,500$13.081,673,521
Apr 22, 2026
Mark D. Kleindirector, officer: Chairman, CEO and President
Purchase2,500$13.251,676,021
Jun 11, 2025
Ronald M. Lottdirector
Sale39$7.4229,150
Dec 26, 2024
Ronald M. Lottdirector
Sale434$6.0629,189

House and Senate disclosures

Not reported.