OFS · NASDAQ · Asset Management

OFS Capital (OFS)

Provides mainly debt capital, with lesser equity exposure, to U.S. middle-market companies.

$3.65
vs last close−0.05 (−1.35%)

13F · 13D/G · Form 4

Institutions4.56%610.8K shares
24 holders · as of Jun 30, 2026
Other95.44%12.79M shares
remainder

13.40M company shares as of Sep 22, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing

13F · 13D/G · Form 4

HolderStakeSharesDate
Callodine Capital Management, LPInstitution
0.80%107,346as of Jun 30, 2026
International Assets Investment Management, LLCInstitution
0.74%98,647as of Jun 30, 2026
Virtus Investment Advisers, Inc.Institution
0.67%90,189as of Jun 30, 2026
RMB Capital Management, LLCInstitution
0.49%65,000as of Jun 30, 2026
Vident Advisory, LLCInstitution
0.31%41,780as of Jun 30, 2026
O'Shaughnessy Asset Management, LLCInstitution
0.26%34,826as of Jun 30, 2026
Concorde Asset Management, LLCInstitution
0.25%33,550as of Jun 30, 2026
Morgan StanleyInstitution
0.21%27,562as of Jun 30, 2026
Arkadios Wealth AdvisorsInstitution
0.20%26,786as of Jun 30, 2026
Soa Wealth Advisors, LLC.Institution
0.15%19,672as of Jun 30, 2026
Wiley Bros.-Aintree Capital, LLCInstitution
0.10%13,500as of Jun 30, 2026
Prota Financial, LLCInstitution
0.10%12,950as of Jun 30, 2026
Sanctuary Advisors, LLCInstitution
0.09%12,102as of Jun 30, 2026
Janney Montgomery Scott LLCInstitution
0.09%11,750as of Jun 30, 2026
Royal Bank of CanadaInstitution
0.06%7,500as of Jun 30, 2026
LGT Financial Advisors LLCInstitution
0.02%3,085as of Jun 30, 2026
UBS Group AGInstitution
0.01%1,382as of Jun 30, 2026
Advisor Group Holdings, Inc.Institution
0.01%1,106as of Jun 30, 2026
NBC Securities, Inc.Institution
0.01%809as of Jun 30, 2026
Simplex Trading, LLCInstitution
0.01%740as of Jun 30, 2026
Triumph Capital ManagementInstitution
0.00%500as of Jun 30, 2026
Caitong International Asset Management Co., LtdInstitution
0.00%3as of Jun 30, 2026
Orchard First Source Asset Management, LLCStrategicdirector
0.00%0filed Jan 10, 2023
Jeffrey A. Cerny1Insiderdirector, officer: Director and CFO
0.22%30,000filed Nov 13, 2020
Bilal Rashid1Insiderdirector, officer: Director and CEO
0.15%20,000filed Nov 13, 2020
  1. Last filed Nov 13, 2020; leaving the company requires no filing. Not in the bar.

13F, as of Jun 30, 2026

24 holders · 610.8K shares · 3 new positions · 4 increased · 10 reduced · 12 closed

HolderShares% outstandingChg q/qFiled
Callodine Capital Management, LP107.3K0.80%+107.3KnewAug 14, 2026
International Assets Investment Management, LLC98.6K0.74%−11.3KJul 22, 2026
Virtus Investment Advisers, Inc.90.2K0.67%−2.5KAug 11, 2026
RMB Capital Management, LLC65.0K0.49%+65.0KnewAug 14, 2026
Vident Advisory, LLC41.8K0.31%−7.5KAug 12, 2026
O'Shaughnessy Asset Management, LLC34.8K0.26%−26.4KAug 13, 2026
Concorde Asset Management, LLC33.6K0.25%+15.5KAug 18, 2026
Morgan Stanley27.6K0.21%−12.0KAug 13, 2026

13D/G · 5% or more, as filed

No 13D/G filer at 5% or more on record.

Form 4

Latest trades

Nothing filed in the last 12 months.

House and Senate disclosures

Not reported.