PhenixFIN (PFX)
Middle-market investor with gem-and-jewelry finance and specialty insurance holdings.
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Deploys capital through middle-market credit and equity investments, alongside gem-and-jewelry financing and specialty insurance holdings. As an internally managed, non-diversified BDC, income is driven principally by portfolio interest and dividends while controlled affiliates represent material positions.
Deploys capital across middle-market loans, private equity and other investments, while also pursuing liquid credit, customized lower-middle-market financings and selected control positions. Investment income comes principally from portfolio interest and dividends, with realized and unrealized gains or losses arising as holdings are sold or revalued.
Operates chiefly through U.S.-headquartered portfolio companies; major affiliated holdings extend the mandate into specialty finance. FlexFIN provides collateralized financing to gem and jewelry merchants and auction buyers, while National Security Group offers life, accident and health coverage nationwide and specialty property-and-casualty insurance across much of the Southeast.
Remains a non-diversified BDC with an internally managed structure, a small investment team and material positions in FlexFIN and NSG. Its regulated status requires qualifying-asset, asset-coverage, income, diversification and distribution tests.
Company facts
No analyst consensus on record.
EPSReportedEstimate
RevenueReportedEstimate
Balance sheet, Jun 30, 2026Cash & short-term investments $2.18B · Total debt $149.2M · Total assets $309.89B · Shareholders' equity $157.86B
- Revenue
- $6.9M
- Operating income
- $6.6M
- Net income
- $4.2M
| Institutions | 17.13% | 330.8K shares | |
|---|---|---|---|
| 11 holders · as of Jun 30, 2026 | |||
| Insiders | 12.87% | 248.6K shares | |
| 1 holder · as of May 14, 2026 | |||
| Other | 70.00% | 1.35M shares | |
| remainder | |||
1.93M company shares as of Sep 22, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing
Top shareholders13F · 13D/G · Form 4
| Holder | Stake | Shares | Date |
|---|---|---|---|
David A. LorberInsider | 12.87% | 248,576 | filed May 14, 2026 |
Adalta Capital Management LLCInstitution | 9.14% | 176,569 | as of Jun 30, 2026 |
22NW, LPInstitution | 6.10% | 117,885 | filed Feb 13, 2023 |
American Financial Group IncInstitution | 3.33% | 64,327 | as of Jun 30, 2026 |
Morgan StanleyInstitution | 2.82% | 54,462 | as of Jun 30, 2026 |
Insider tradesForm 4
Nothing filed in the last 12 months.
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Compare
| Company | Price | Change | |||||
|---|---|---|---|---|---|---|---|
| PhenixFIN | $44.37 | −4.70% | $90.0M | 19.2 | 17.9 | 3.3 | +4.8% |
| Main Street Capital | $56.14 | −0.25% | $5.23B | 11.3 | 14.8 | 7.5 | −26.1% |
| Capital Southwest | $23.43 | −0.03% | $1.46B | 13.0 | 10.0 | 6.3 | +9.1% |
| Gladstone Investment | $15.82 | −0.16% | $630.8M | 3.8 | 16.8 | 6.0 | +10.2% |
| Kingstone Companies | $18.97 | −1.07% | $277.8M | 7.9 | 6.6 | 1.3 | +38.6% |
| Atlantic American | $1.41 | +4.44% | $27.5M | — | — | — | +20.8% |
| Median | 9.6 | 12.4 | 6.1 | +10.2% |