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RAND · NASDAQ · Asset Management

Rand Capital (RAND)

Invests in debt and related equity of privately held lower-middle-market businesses.

$10.04
After hours−0.32 (−3.09%)
At close$10.36(−2.72%)

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13F · 13D/G · Form 4

Institutions1.61%47.8K shares
8 holders · as of Jun 30, 2026
Insiders1.13%33.5K shares
1 holder · as of Sep 16, 2025
Other97.26%2.89M shares
remainder

2.97M company shares as of Sep 22, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing

13F · 13D/G · Form 4

HolderStakeSharesDate
Adam Samuel GuskyInsiderdirector
1.13%33,546filed Sep 16, 2025
Courier Capital LLCInstitution
0.52%15,382as of Jun 30, 2026
Shufro Rose & Co LLCInstitution
0.47%14,000as of Jun 30, 2026
WNY Asset Management, LLCInstitution
0.45%13,250as of Jun 30, 2026
UBS Group AGInstitution
0.08%2,242as of Jun 30, 2026
Advisor Group Holdings, Inc.Institution
0.08%2,237as of Jun 30, 2026
Bullock Wealth Management GroupInstitution
0.02%642as of Jun 30, 2026
Morgan StanleyInstitution
0.00%1as of Jun 30, 2026
Wells Fargo & Company/MNInstitution
0.00%1as of Jun 30, 2026
Company, Inc.Strategic
—18.40% of class, as filed—filed Jul 28, 2017
LLC (27-3147496)Strategic
—57.00% of class, as filed—filed Nov 15, 2019
East Asset Management, LLC1,2Strategic10 percent owner
55.84%1.66Mfiled Dec 13, 2021
User-Friendly Holding, LLC3Strategic10 percent owner
5.45%161,777filed Jun 21, 2018
Benjamin E. Godley4Insiderdirector
0.84%25,000filed Mar 13, 2024
Robert M. Zak5Insiderdirector
0.69%20,409filed May 11, 2023
Reginald B. Ii Newman6Insiderdirector
0.65%19,192filed Mar 28, 2018
Daniel P. Penberthy7Insiderofficer: President and CEO
0.56%16,769filed May 16, 2023
Allen F. Grum8Insiderdirector, officer: Chief Executive Officer
0.54%15,998filed Feb 12, 2021
Ross B. Kenzie9Insiderdirector
0.42%12,556filed Dec 14, 2016
Erland E. Kailbourne10Insiderdirector
0.37%10,861filed Mar 14, 2023
Cari L. Jaroslawsky11Insiderdirector
0.05%1,465filed Jun 15, 2023
Colmac Holdings Ltd9Strategic10 percent owner
0.00%0filed Dec 14, 2016
  1. Last filed Dec 13, 2021; leaving the company requires no filing. Not in the bar.
  2. This 1.66M-share position rests on a single filing; nothing else on file confirms it.
  3. Last filed Jun 21, 2018; leaving the company requires no filing. Not in the bar.
  4. Last filed Mar 13, 2024; leaving the company requires no filing. Not in the bar.
  5. Last filed May 11, 2023; leaving the company requires no filing. Not in the bar.
  6. Last filed Mar 28, 2018; leaving the company requires no filing. Not in the bar.
  7. Last filed May 16, 2023; leaving the company requires no filing. Not in the bar.
  8. Last filed Feb 12, 2021; leaving the company requires no filing. Not in the bar.
  9. Last filed Dec 14, 2016; leaving the company requires no filing. Not in the bar.
  10. Last filed Mar 14, 2023; leaving the company requires no filing. Not in the bar.
  11. Last filed Jun 15, 2023; leaving the company requires no filing. Not in the bar.

13F, as of Jun 30, 2026

8 holders · 47.8K shares · 4 new positions · 5 increased · 0 reduced · 1 closed

HolderShares% outstandingChg q/qFiled
Courier Capital LLC15.4K0.52%0Jul 16, 2026
Shufro Rose & Co LLC14.0K0.47%0Aug 12, 2026
WNY Asset Management, LLC13.3K0.45%+13.3KnewAug 17, 2026
UBS Group AG2.2K0.08%+2.2KAug 13, 2026
Advisor Group Holdings, Inc.2.2K0.08%+1.5KAug 14, 2026
Bullock Wealth Management Group6420.02%0Aug 19, 2026
Morgan Stanley10.00%0Aug 13, 2026
Wells Fargo & Company/MN10.00%+1Aug 14, 2026

13D/G · 5% or more, as filed

No 13D/G filer at 5% or more on record.

Form 4

Latest trades

Nothing filed in the last 12 months.

House and Senate disclosures

Not reported.