SPMC · NYSE · Asset Management

Sound Point Meridian Capital (SPMC)

Provides listed exposure to CLO equity and mezzanine investments.

$8.30
vs last close−0.46 (−5.25%)

13F · 13D/G · Form 4

Institutions59.03%12.12M shares
15 holders · as of Jun 30, 2026
Insiders1.16%238.3K shares
5 holders · as of Aug 28, 2026
Strategic holders25.66%5.27M shares
1 holder · as of Feb 2, 2026
Other14.15%2.91M shares
remainder

20.54M company shares as of Aug 21, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing

13F · 13D/G · Form 4

HolderStakeSharesDate
Kim, LLCInstitution
52.54%10.79Mas of Jun 30, 2026
Assured Guaranty LtdStrategic10 percent owner
25.66%5.27Mfiled Feb 2, 2026
Bank of America Corp /DE/Institution
2.43%500,000as of Jun 30, 2026
Goldman Sachs Group IncInstitution
2.31%474,329as of Jun 30, 2026
Stephen KetchumInsiderdirector, officer: Chairman
0.70%143,091filed Feb 18, 2026
Everest Management Corp.Institution
0.49%100,437as of Jun 30, 2026
Allied Private Wealth LLCInstitution
0.46%94,982as of Jun 30, 2026
Ujjaval DesaiInsiderdirector, officer: Chief Executive Officer
0.40%81,741filed Dec 16, 2025
Virtus Investment Advisers, Inc.Institution
0.26%52,537as of Jun 30, 2026
Advisory Solutions Group, LLCInstitution
0.16%31,935as of Jun 30, 2026
Oppenheimer & Co IncInstitution
0.11%21,700as of Jun 30, 2026
Cerity Partners LLCInstitution
0.07%15,243as of Jun 30, 2026
Matthew E. ForstenhauslerInsiderdirector
0.06%12,496filed Aug 28, 2026
Raymond James Financial IncInstitution
0.06%12,484as of Jun 30, 2026
Prosperity Financial Group, Inc.Institution
0.05%10,199as of Jun 30, 2026
UBS Group AGInstitution
0.04%9,059as of Jun 30, 2026
Morgan StanleyInstitution
0.02%5,127as of Jun 30, 2026
Strategic Wealth Partners, Ltd.Institution
0.02%3,500as of Jun 30, 2026
Douglas Taylor HealyInsiderdirector
0.00%500filed Nov 22, 2024
Lana LewinInsiderdirector
0.00%492filed Nov 22, 2024
Advisor Group Holdings, Inc.Institution
0.00%111as of Jun 30, 2026
Karpus Management, Inc.Institution
26.51% of class, as filedfiled Aug 7, 2025
Kevin Gerlitz1Insiderofficer: Chief Financial Officer
0.02%5,000filed Jun 18, 2024
Lucas D. Foss2Insiderofficer: Fund Chief Compliance Officer
0.00%0filed Jul 26, 2024
  1. Last filed Jun 18, 2024; leaving the company requires no filing. Not in the bar.
  2. Last filed Jul 26, 2024; leaving the company requires no filing. Not in the bar.

13F, as of Jun 30, 2026

15 holders · 12.12M shares · 6 new positions · 9 increased · 4 reduced · 2 closed

HolderShares% outstandingChg q/qFiled
Kim, LLC10.79M52.54%0Aug 13, 2026
Bank of America Corp /DE/500.0K2.43%0Aug 14, 2026
Goldman Sachs Group Inc474.3K2.31%−763Aug 14, 2026
Everest Management Corp.100.4K0.49%+3.6KAug 7, 2026
Allied Private Wealth LLC95.0K0.46%+95.0KnewJul 9, 2026
Virtus Investment Advisers, Inc.52.5K0.26%−14.6KAug 11, 2026
Advisory Solutions Group, LLC31.9K0.16%+31.9KnewJul 29, 2026
Oppenheimer & Co Inc21.7K0.11%+8.0KAug 3, 2026

13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Karpus Management, Inc.26.51%1.22M13GAug 7, 2025
Investment Management16.19%372.3K13GDec 6, 2024

Form 4

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Aug 27, 2026
Matthew E. Forstenhauslerdirector
Purchase2,400$9.2912,496
Aug 26, 2026
Matthew E. Forstenhauslerdirector
Purchase1,600$9.2110,096
Aug 26, 2026
Matthew E. Forstenhauslerdirector
Sale2,427$9.208,496
Feb 13, 2026
Stephen Ketchumdirector, officer: Chairman
Purchase1,000$11.4093,090
Feb 13, 2026
Matthew E. Forstenhauslerdirector
Purchase2,000$11.509,644
Jan 29, 2026
Assured Guaranty Ltd10 percent owner
Sale237$14.325,269,453
Jan 27, 2026
Assured Guaranty Ltd10 percent owner
Sale4,562$14.315,269,690
Jan 23, 2026
Assured Guaranty Ltd10 percent owner
Sale305$14.295,274,252
Jan 14, 2026
Assured Guaranty Ltd10 percent owner
Sale1,650$14.485,274,557
Jan 13, 2026
Assured Guaranty Ltd10 percent owner
Sale165$14.505,276,207

House and Senate disclosures

Not reported.