UTSI · NASDAQ · Communication Equipment

UTStarcom (UTSI)

Building optical transport and broadband-access networks for carriers.

$2.18
vs last close−0.24 (−9.92%)

13F · 13D/G · Form 4

Institutions0.89%84.2K ADS
11 holders · as of Jun 30, 2026
Other99.11%9.41M ADS
remainder

9.49M ADS as of Sep 22, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing

The share count is from the company's Dec 2022 annual report; nothing newer is on file here.

Some positions are filed in underlying shares, not receipts; the ratio is unknown, so no percentage.

13F · 13D/G · Form 4

HolderStakeSharesDate
Renaissance Technologies LLCInstitution
0.56%53,488 ADSas of Jun 30, 2026
Citadel Advisors LLCInstitution
0.17%15,980 ADSas of Jun 30, 2026
Geode Capital Management, LLCInstitution
0.13%12,236 ADSas of Jun 30, 2026
N.E.W. Advisory Services LLCInstitution
0.02%1,750 ADSas of Jun 30, 2026
Sbi Securities Co., Ltd.Institution
0.00%416 ADSas of Jun 30, 2026
UBS Group AGInstitution
0.00%243 ADSas of Jun 30, 2026
Morgan StanleyInstitution
0.00%29 ADSas of Jun 30, 2026
Gables Capital Management Inc.Institution
0.00%25 ADSas of Jun 30, 2026
Advisor Group Holdings, Inc.Institution
0.00%8 ADSas of Jun 30, 2026
Bullseye Investment Management, LLCInstitution
0.00%8 ADSas of Jun 30, 2026
JPMorgan Chase & CoInstitution
0.00%5 ADSas of Jun 30, 2026
Phicomm Technology (Hong Kong) Co., LimitedStrategic
14.10% of class, as filedfiled Dec 4, 2017
Shanghai Phicomm Communication Co., Ltd.,Strategic
14.10% of class, as filedfiled Jun 19, 2017
Sean Shao1Insiderdirector
filed Aug 21, 2026
Tonghao Information Technology (Shanghai) Co., Ltd.Strategic
9.90% of class, as filedfiled Dec 8, 2017
Dan Jun Xie1Insiderofficer: Chief Financial Officer
filed Mar 18, 2026
  1. This position is filed in underlying shares, not receipts; the ratio is unknown, so no percentage.

13F, as of Jun 30, 2026

11 holders · 84.2K shares · 2 new positions · 2 increased · 2 reduced · 3 closed

HolderShares% outstandingChg q/qFiled
Renaissance Technologies LLC53.5K0.56%−4.1KAug 13, 2026
Citadel Advisors LLC16.0K0.17%+16.0KnewSep 2, 2026
Geode Capital Management, LLC12.2K0.13%0Aug 12, 2026
N.E.W. Advisory Services LLC1.8K0.02%0Aug 6, 2026
Sbi Securities Co., Ltd.4160.00%0Jul 23, 2026
UBS Group AG2430.00%−1.3KAug 13, 2026
Morgan Stanley290.00%0Aug 13, 2026
Gables Capital Management Inc.250.00%0Aug 10, 2026

13D/G · 5% or more, as filed

No 13D/G filer at 5% or more on record.

Form 4

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Aug 20, 2026
Sean Shaodirector
Sale · 3 lots14,533$2.380
Mar 31, 2026
Sean Shaodirector
Sale6,000$2.3213,898
Mar 30, 2026
Sean Shaodirector
Sale · 2 lots13,994$2.4310,906

House and Senate disclosures

Not reported.