AAOI · NASDAQ · Communication Equipment

Applied Optoelectronics (AAOI)

Vertically integrated maker of optical transceivers, laser chips, and cable-network equipment.

$103.17
vs last close−3.83 (−3.58%)

13F · 13D/G · Form 4

Institutions≈ 58.05%49.09M shares
545 holders · as of Jun 30, 2026 · largest filers plus last quarter's tail
Insiders7.03%5.94M shares
12 holders · as of Sep 17, 2026
Strategic holders5.30%4.49M shares
1 holder · as of May 13, 2026
Other≈ 29.62%25.05M shares
remainder

84.57M company shares as of Sep 23, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing

This quarter's institutional total failed a plausibility check; shown: the largest filers plus last quarter's remainder.

13F · 13D/G · Form 4

HolderStakeSharesDate
BlackRock, Inc.Institution
7.63%6.45Mas of Jun 30, 2026
Marex Securities Products Inc.Strategic
5.30%4.49Mfiled May 13, 2026
Chih-Hsiang (Thompson) LinInsiderdirector, officer: President and CEO
4.40%3.72Mfiled Aug 4, 2026
Invesco Ltd.Institution
4.04%3.41Mas of Jun 30, 2026
Vanguard Capital Management LLCInstitution
3.98%3.36Mas of Jun 30, 2026
Marex Group PLCInstitution
3.35%2.83Mas of Jun 30, 2026
Vanguard Portfolio Management LLCInstitution
3.14%2.65Mas of Jun 30, 2026
UBS Group AGInstitution
2.50%2.11Mas of Jun 30, 2026
Oberweis Asset Management Inc/Institution
2.12%1.79Mas of Jun 30, 2026
Geode Capital Management, LLCInstitution
1.98%1.67Mas of Jun 30, 2026
Value Aligned Research Advisors, LLCInstitution
1.89%1.60Mas of Jun 30, 2026
Goldman Sachs Group IncInstitution
1.88%1.59Mas of Jun 30, 2026
State Street CorpInstitution
1.77%1.50Mas of Jun 30, 2026
Hood River Capital Management LLCInstitution
1.65%1.39Mas of Jun 30, 2026
Clear Street Group Inc.Institution
1.46%1.23Mas of Jun 30, 2026
Morgan StanleyInstitution
1.32%1.12Mas of Jun 30, 2026
JPMorgan Chase & CoInstitution
1.26%1.07Mas of Jun 30, 2026
Frontier Capital Management Co LLCInstitution
1.15%975,318as of Jun 30, 2026
Susquehanna International Group, LLPInstitution
0.77%648,986as of Jun 30, 2026
Jane Street Group, LLCInstitution
0.67%563,557as of Jun 30, 2026
William Blair Investment Management, LLCInstitution
0.60%504,202as of Jun 30, 2026
Vanguard Fiduciary Trust CoInstitution
0.58%488,922as of Jun 30, 2026
Charles Schwab Investment Management IncInstitution
0.56%476,027as of Jun 30, 2026
Sixth Street Partners Management Company, L.P.Institution
0.56%476,027as of Jun 30, 2026
Northern Trust CorpInstitution
0.49%417,720as of Jun 30, 2026

13F, as of Jun 30, 2026

545 holders · 49.09M shares · 178 new positions · 317 increased · 148 reduced · 71 closed

HolderShares% outstandingChg q/qFiled
BlackRock, Inc.6.45M7.63%−742.1KAug 7, 2026
Invesco Ltd.3.41M4.04%+1.40MAug 14, 2026
Vanguard Capital Management LLC3.36M3.98%+301.5KAug 13, 2026
Marex Group PLC2.83M3.35%+2.54MAug 14, 2026
Vanguard Portfolio Management LLC2.65M3.14%+849.8KAug 13, 2026
UBS Group AG2.11M2.50%+1.14MAug 13, 2026
Oberweis Asset Management Inc/1.79M2.12%−558.8KAug 14, 2026
Geode Capital Management, LLC1.67M1.98%+49.6KAug 12, 2026

13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
BlackRock, Inc.7.10%3.04MNov 8, 2024
Marex Securities Products Inc.5.60%4.49M13GMay 13, 2026
Jane Street Group, LLC5.30%4.10M13GMar 23, 2026

Form 4

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Sep 10, 2026
Stefan J. Murryofficer: Chief Financial Officer
Sale4,000$105.33367,168
Sep 8, 2026
Hung-Lun (Fred) Changofficer: *** See Remarks
Sale32,172$110.21249,276
Aug 18, 2026
Shu-Hua (Joshua) Yehofficer: *** See Remarks
Sale6,000$147.73377,498
Aug 10, 2026
Stefan J. Murryofficer: Chief Financial Officer
Sale4,000$144.79371,168
Aug 4, 2026
Shu-Hua (Joshua) Yehofficer: *** See Remarks
Sale4,715$126.50383,498
Jul 21, 2026
Shu-Hua (Joshua) Yehofficer: *** See Remarks
Sale1,285$120.02392,922
Jul 10, 2026
Stefan J. Murryofficer: Chief Financial Officer
Sale4,000$122.09380,576
Jun 18, 2026
Shu-Hua (Joshua) Yehofficer: *** See Remarks
Sale6,000$171.89394,207
Jun 17, 2026
Hung-Lun (Fred) Changofficer: *** See Remarks
Sale40,329$170.60286,124
Jun 12, 2026
Hung-Lun (Fred) Changofficer: *** See Remarks
Sale34,000$166.53326,453

House and Senate disclosures

Not reported.