ArrowMark Financial (BANX)
Invests in banking-related assets centered on regulatory-capital-relief securities.
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Generates income through long-term, non-control investments in banking-related assets, particularly regulatory-capital-relief securities issued by U.S. and foreign financial institutions. An externally managed, non-diversified closed-end fund, it also invests in community-bank securities and related debt instruments.
Seeks current income, capital preservation, and total risk-adjusted returns through long-term, non-control investments in banking-related assets. Its portfolio includes securities issued by community banks and regulatory-capital-relief securities issued by U.S. and foreign financial institutions.
The investment mix also includes term loans, structured debt securities, and trust-preferred or preferred securities. The reported 2024 mix was concentrated in regulatory-capital securities, while other asset types supplied the balance.
Management is supplied externally by ArrowMark Asset Management. The business therefore depends on banking-related assets and regulatory-capital-relief transactions, rather than on operating a conventional bank.
Company facts
No analyst consensus on record.
EPSReportedEstimate
RevenueReportedEstimate
Balance sheet, Jun 30, 2026Cash & short-term investments $2.3M · Total debt $40.8M · Total assets $248.8M · Shareholders' equity $203.5M
- Revenue
- $11.7M
- Operating income
- $7.2M
- Net income
- $5.8M
HistoryDividendAnnual yield
| Institutions | 18.24% | 1.77M shares | |
|---|---|---|---|
| 37 holders · as of Jun 30, 2026 | |||
| Insiders | 0.20% | 19.2K shares | |
| 4 holders · as of Mar 31, 2026 | |||
| Other | 81.56% | 7.90M shares | |
| remainder | |||
9.69M company shares as of Aug 22, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing
Top shareholders13F · 13D/G · Form 4
| Holder | Stake | Shares | Date |
|---|---|---|---|
Arrowmark Colorado Holdings LLCInstitution | 9.14% | 884,834 | as of Jun 30, 2026 |
Stifel Financial CorpInstitution | 1.44% | 139,071 | as of Jun 30, 2026 |
Advisor Group Holdings, Inc.Institution | 1.35% | 131,069 | as of Jun 30, 2026 |
Noble Wealth Management PBCInstitution | 1.11% | 107,197 | as of Jun 30, 2026 |
Everstar Asset Management, LLCInstitution | 0.62% | 59,632 | as of Jun 30, 2026 |
Insider tradesForm 4
| Date | Insider | Role | Shares | Avg price |
|---|---|---|---|---|
| Mar 27, 2026 | Thompson Melissa Marano | director | +1,500 | $18.77 |
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Compare
| Company | Price | Change | |||||
|---|---|---|---|---|---|---|---|
| ArrowMark Financial | $20.80 | −1.98% | $205.5M | 13.5 | — | 8.9 | +100.0% |
| Eagle Point Credit Company | $3.58 | −0.97% | $477.3M | — | 5.1 | 59.9 | −21.7% |
| Ares Capital | $19.21 | −0.80% | $13.90B | 14.3 | 10.0 | 6.0 | +32.6% |
| Blackstone Secured Lending Fund | $24.66 | −0.24% | $5.75B | 19.5 | 9.4 | 5.4 | +25.9% |
| Blue Owl Capital | $10.98 | −1.48% | $5.53B | 19.9 | 8.5 | 3.9 | −20.8% |
| Median | 19.5 | 9.0 | 5.7 | +2.5% |