Capital Southwest (CSWC)
Provides flexible capital across the lower-middle-market capital structure.
$23.03
vs last close−0.31 (−1.33%)
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13F · 13D/G · Form 4
| Institutions | ≈ 26.80% | 17.08M shares | |
|---|---|---|---|
| 197 holders · as of Jun 30, 2026 · largest filers plus last quarter's tail | |||
| Insiders | 2.10% | 1.34M shares | |
| 8 holders · as of Aug 12, 2026 | |||
| Other | ≈ 71.10% | 45.32M shares | |
| remainder | |||
63.73M company shares as of Sep 23, 2026 · institutions as of Jun 30, 2026 · holders as of their latest filing
This quarter's institutional total failed a plausibility check; shown: the largest filers plus last quarter's remainder.
13F, as of Jun 30, 2026
197 holders · 17.08M shares · 35 new positions · 107 increased · 56 reduced · 14 closed
| Holder | Shares | % outstanding | Chg q/q | Filed |
|---|---|---|---|---|
| Van Eck Associates Corp | 1.53M | 2.40% | +399.1K | Aug 14, 2026 |
| UBS Group AG | 1.22M | 1.91% | +364.1K | Aug 13, 2026 |
| Two Sigma Investments, LP | 1.18M | 1.85% | −1.17M | Aug 14, 2026 |
| Sound Income Strategies, LLC | 934.3K | 1.47% | +31.0K | Jul 20, 2026 |
| Sanders Morris Harris LLC | 760.0K | 1.19% | −351.2K | Jul 7, 2026 |
| Empowered Funds, LLC | 525.7K | 0.82% | −93.4K | Aug 17, 2026 |
| Empirical Finance, LLC | 525.5K | 0.82% | −93.4K | Aug 14, 2026 |
| Legal & General Group PLC | 499.7K | 0.78% | +56.6K | Aug 14, 2026 |
13D/G · 5% or more, as filed
No 13D/G filer at 5% or more on record.
Form 4
Latest trades
| Date | Insider | Type | Shares | Avg price | Owned after |
|---|---|---|---|---|---|
| Jun 30, 2026 | Ramona Lynn Rogers-Windsordirector | Purchase | 211 | $23.70 | 23,091 |
| Jun 17, 2026 | Christine Battistdirector | Purchase | 860 | $23.23 | 14,075 |
| Jun 5, 2026 | William R. III Thomasdirector | Sale | 4,661 | $23.29 | 13,683 |
| Jun 5, 2026 | William R. III Thomasdirector | Purchase | 5,000 | $23.40 | 18,683 |
| Jun 1, 2026 | Ramona Lynn Rogers-Windsordirector | Purchase | 213 | $23.42 | 22,880 |
| Feb 27, 2026 | Michael Scott Sarnerdirector, officer: President and CEO | Purchase | 2,695 | $21.90 | 473,154 |
| Feb 9, 2026 | Christine Battistdirector | Purchase | 600 | $23.16 | 13,215 |
| Oct 1, 2025 | Ramona Lynn Rogers-Windsordirector | Purchase | 463 | $21.55 | 21,612 |
House and Senate disclosures
Not reported.