ROC · NASDAQ · Software - Application

ROC (ROC)

Builds Vision AI tools for biometric identity, video analysis, and digital-forensics work.

$4.33
vs last close+0.08 (+1.88%)

13F · 13D/G · Form 4

Insiders128.17%24.46M shares
12 holders · as of Sep 16, 2026
Adds to128.17%

19.08M company shares as of Sep 23, 2026 · holders as of their latest filing

These groups come from separate filings that can overlap, so they add to 128.17%; nothing is left for Other.

13F · 13D/G · Form 4

HolderStakeSharesDate
Brendan KlareInsider
24.90%4.75Mfiled Apr 29, 2026
Joshua KlontzInsider
24.90%4.75Mfiled Apr 29, 2026
Brendan Francis KlareInsiderdirector, 10 percent owner, officer: President & Board Chairman
21.33%4.07Mfiled Apr 14, 2026
Scott KlumInsider
15.91%3.04Mfiled Apr 29, 2026
Scott Jeffrey KlumInsider10 percent owner
15.47%2.95Mfiled Mar 17, 2026
Benjamin KleinInsider
7.43%1.42Mfiled Apr 29, 2026
B. Scott SwannInsider
6.91%1.32Mfiled Apr 29, 2026
Laurence W. LyttonInsider
5.07%967,807filed Aug 20, 2026
David Simpson RayInsiderofficer: General Counsel
3.63%693,050filed Mar 17, 2026
Cody Heidt BarnesInsiderofficer: Chief Financial Officer
2.49%475,950filed Mar 17, 2026
Steven Mark MartinezInsiderdirector
0.09%16,600filed Apr 10, 2026
Kathleen Louise KiernanInsiderdirector
0.02%4,000filed Sep 16, 2026
Anthony Edward BrownInsiderofficer: Chief of Staff
0.00%0filed Mar 17, 2026
Joshua Charles Klontz1Insiderdirector, 10 percent owner, officer: Chief Technology Officer
0.00%0filed Mar 17, 2026
Jonathan Blake MooreInsiderofficer: Chief Operating Officer
0.00%0filed Mar 17, 2026
Brian Scott SwannInsiderdirector, officer: Chief Executive Officer
0.00%0filed Mar 17, 2026
  1. Joshua Charles Klontz reports a block also reported by Brendan Francis Klare; it is counted once, under Brendan Francis Klare.

13F

No 13F holders on record.

13D/G · 5% or more, as filed

Holder% of classSharesFormFiled
Brendan Klare24.00%4.75M13GApr 29, 2026
Joshua Klontz24.00%4.75M13GApr 29, 2026
Scott Klum15.80%3.04M13GApr 29, 2026
Benjamin Klein7.40%1.42M13GApr 29, 2026
B. Scott Swann6.50%1.32M13GApr 29, 2026
Laurence W. Lytton5.10%967.8K13GAug 20, 2026

Form 4

Latest trades

DateInsiderTypeSharesAvg priceOwned after
Sep 14, 2026
Kathleen Louise Kiernandirector
Purchase4,000$4.364,000

House and Senate disclosures

Not reported.