ROC (ROC)
Builds Vision AI tools for biometric identity, video analysis, and digital-forensics work.
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Sells a Vision AI platform for real-time facial recognition, multimodal identity verification, video analytics, and evidence analysis. Its operating platform includes ROC SDK, ROC Watch, ROC ABIS, and ROC Enroll, alongside R&D contracts.
Built by biometric researchers, the platform combines real-time facial recognition, multimodal biometric verification, video analytics, and AI-powered evidence analysis for identity, security, and digital-forensics work. The named product platform consists of ROC SDK, ROC Watch, ROC ABIS, and ROC Enroll, alongside R&D contracts.
Operations are based in Denver, and the company describes itself as an independent American AI business. B. Scott Swann serves as CEO, while the founders retain central technical and governance roles. Its documented roots include biometric research supporting the national-security community, while the announced ZTC transaction remains subject to closing conditions.
Company facts
No analyst consensus on record.
EPSReportedEstimate
RevenueReportedEstimate
Balance sheet, Jun 30, 2026Cash & short-term investments $11.9M · Total debt $1.1M · Total assets $22.0M · Shareholders' equity $17.8M
- Revenue
- $5.1M
- Operating income
- −$775.5K
- Net income
- −$816.5K
No dividends on record.
| Insiders | 128.17% | 24.46M shares | |
|---|---|---|---|
| 12 holders · as of Sep 16, 2026 | |||
| Adds to | 128.17% | ||
19.08M company shares as of Sep 22, 2026 · holders as of their latest filing
These groups come from separate filings that can overlap, so they add to 128.17%; nothing is left for Other.
Top shareholders13F · 13D/G · Form 4
| Holder | Stake | Shares | Date |
|---|---|---|---|
Brendan KlareInsider | 24.90% | 4.75M | filed Apr 29, 2026 |
Joshua KlontzInsider | 24.90% | 4.75M | filed Apr 29, 2026 |
Brendan Francis KlareInsiderdirector, 10 percent owner, officer: President & Board Chairman | 21.33% | 4.07M | filed Apr 14, 2026 |
Scott KlumInsider | 15.91% | 3.04M | filed Apr 29, 2026 |
Scott Jeffrey KlumInsider10 percent owner | 15.47% | 2.95M | filed Mar 17, 2026 |
Insider tradesForm 4
| Date | Insider | Role | Shares | Avg price |
|---|---|---|---|---|
| Sep 14, 2026 | Kathleen Louise Kiernan | director | +4,000 | $4.36 |
